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James Kemp Sawers

President, Chief Compliance Officer, Managing Member, Designated OfficerUptown Financial Advisors LLCCRD 6331584

About James Kemp Sawers

James Kemp Sawers is listed as President, Chief Compliance Officer, Managing Member, Designated Officer at Uptown Financial Advisors LLC in Dallas, TX. Form ADV reports a beneficial ownership band of 50-75%.

Reported ownership

Owns 50-75% of Uptown Financial Advisors LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does James Kemp Sawers work?

James Kemp Sawers is listed as President, Chief Compliance Officer, Managing Member, Designated Officer at Uptown Financial Advisors LLC on SEC Form ADV.

How much of Uptown Financial Advisors LLC does James Kemp Sawers own?

Form ADV reports a beneficial ownership band of 50-75%.

Uptown Financial Advisors LLC

TitlePresident, Chief Compliance Officer, Managing Member, Designated Officer
Ownership50-75%
Control personYes
Since2014
View Uptown Financial Advisors LLC →