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Upwelling Capital Group LLC

CRD 164653SEC# 801-127905Davis, CA
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No longer SEC-registered. Upwelling Capital Group LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Ranks #5,404 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$115.2M
Fund GAV
$15.2M
Private funds
4
Employees
7
Accounts
4
Location
Davis, CA

Upwelling Capital Group LLC assets under management

Upwelling Capital Group LLC is an investment advisory firm registered with the SEC based in Davis, CA. It reports $115.2 million in regulatory assets under management and employs 7 people. Upwelling Capital Group LLC manages 4 private funds with combined gross assets of $15.2 million, including Medley Opportunity Fund II LP. By regulatory assets, it ranks 5,404 of 5,911 private fund managers.

Upwelling Capital Group LLC private funds

4 funds · $15.2M GAV
FundTypeGross assetsMin.
Medley Opportunity Fund II LPOther Private$7.3M$2M
Upwelling Equity Investors I LPPrivate Equity$6.6M$25K
Upwelling Equity Investors I-B LPPrivate Equity$1.3M$50K
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Upwelling Capital Group LLC owners & executives

4 reported
NameTitleOwnershipSince
Joncarlo Ruben Mark ControlChief Compliance Officer And Managing MemberUnder 5%2011
The Mark Family Trust ControlTrustOver 75%2011
Jami Denise Rubin-Mark ControlCo-TrusteeOver 75%2011
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Frequently asked questions

How much does Upwelling Capital Group LLC manage?

Upwelling Capital Group LLC reports $115.2 million in regulatory assets under management on its Form ADV.

How many private funds does Upwelling Capital Group LLC manage?

Upwelling Capital Group LLC manages 4 private funds with combined gross assets of $15.2 million.

How many employees does Upwelling Capital Group LLC have?

Upwelling Capital Group LLC reports 7 employees.

Where is Upwelling Capital Group LLC located?

Upwelling Capital Group LLC is based in Davis, CA.

Does Upwelling Capital Group LLC disclose fund performance?

Upwelling Capital Group LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2820 5th St., Davis, CA 95618
Office hours8:00 a.m. - 5:00 p.m.
Discloses disciplinary historyYes

Assets under management

Discretionary$15.2M
Non-discretionary$100M
Total (RAUM)$115.2M

Service providers