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Joncarlo Ruben Mark

Chief Compliance Officer And Managing MemberUpwelling Capital Group LLCCRD 6249625

About Joncarlo Ruben Mark

Joncarlo Ruben Mark is listed as Chief Compliance Officer And Managing Member at Upwelling Capital Group LLC in Davis, CA. Form ADV reports a beneficial ownership band of Under 5%. Joncarlo Ruben Mark is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Upwelling Capital Group LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Joncarlo Ruben Mark work?

Joncarlo Ruben Mark is listed as Chief Compliance Officer And Managing Member at Upwelling Capital Group LLC on SEC Form ADV.

How much of Upwelling Capital Group LLC does Joncarlo Ruben Mark own?

Form ADV reports a beneficial ownership band of Under 5%.

Upwelling Capital Group LLC

TitleChief Compliance Officer And Managing Member
OwnershipUnder 5%
Control personYes
Since2011

Upwelling Capital Group LLC

TitleCo-Trustee
OwnershipOver 75%
Control personYes
Since2011