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Usi Advisors, Inc.

● SEC registered since 1999CRD 108113SEC# 801-56622Glastonbury, CT
Export (members)
Reg. AUM
$48.86B
Employees
77
Accounts
1,346
Location
Glastonbury, CT

Usi Advisors, Inc. assets under management

Usi Advisors, Inc. is an investment advisory firm registered with the SEC based in Glastonbury, CT. The firm has been registered since 1999. It reports $48.9 billion in regulatory assets under management and employs 77 people.

Usi Advisors, Inc. owners & executives

8 reported
NameTitleOwnershipSince
David L KappusTreasurerUnder 5%2021
Ernest Joshua NewbornDirector & SecretaryUnder 5%1999
Melinda McDonald Robidoux ControlChief Compliance OfficerUnder 5%2023
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Frequently asked questions

How much does Usi Advisors, Inc. manage?

Usi Advisors, Inc. reports $48.9 billion in regulatory assets under management on its Form ADV.

How many employees does Usi Advisors, Inc. have?

Usi Advisors, Inc. reports 77 employees.

Where is Usi Advisors, Inc. located?

Usi Advisors, Inc. is based in Glastonbury, CT and has been SEC-registered since 1999.

Does Usi Advisors, Inc. disclose fund performance?

Usi Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address95 Glastonbury Blvd., Suite 102, Glastonbury, CT 06033
Phone860-633-5283
Fax610-537-2898
Office hours8:00a.m. To 5:00p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$1.72B
Non-discretionary$47.15B
Total (RAUM)$48.86B