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David L Kappus

Chief Financial OfficerUsi Securities, Inc.CRD 6837749

About David L Kappus

David L Kappus is listed as Chief Financial Officer at Usi Securities, Inc. in Glastonbury, CT. Form ADV reports a beneficial ownership band of Under 5%. David L Kappus is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Usi Securities, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does David L Kappus work?

David L Kappus is listed as Chief Financial Officer at Usi Securities, Inc. on SEC Form ADV.

How much of Usi Securities, Inc. does David L Kappus own?

Form ADV reports a beneficial ownership band of Under 5%.

Usi Securities, Inc.

TitleChief Financial Officer
OwnershipUnder 5%
Control personYes
Since2021

Usi Advisors, Inc.

TitleTreasurer
OwnershipUnder 5%
Control personNo
Since2021