Usi Securities, Inc.

● SEC registered since 1999CRD 43793SEC# 801-56578Glastonbury, CT

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Reg. AUM

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Employees

Accounts

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Location

Glastonbury, CT

Usi Securities, Inc. assets under management

Usi Securities, Inc. is an investment advisory firm registered with the SEC based in Glastonbury, CT. The firm has been registered since 1999. It employs 25 people.

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Usi Securities, Inc. owners & executives

8 reported

Name	Title	Ownership	Since
David L Kappus Control	Chief Financial Officer	Under 5%	2021
Ernest Joshua Newborn	Director/Secretary	Under 5%	1998
Joseph John Jr Gritzer Control	President	Under 5%	2006
████████████	████████████	████████████	$•••

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Frequently asked questions

How many employees does Usi Securities, Inc. have?

Usi Securities, Inc. reports 25 employees.

Where is Usi Securities, Inc. located?

Usi Securities, Inc. is based in Glastonbury, CT and has been SEC-registered since 1999.

Does Usi Securities, Inc. disclose fund performance?

Usi Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address	95 Glastonbury Blvd., Suite 102, Glastonbury, CT 06033
Phone	860-652-3239
Fax	860-368-2110
Office hours	8:00a.m. To 5:00p.m.
SEC region	Boston Regional Office (BRO)
Discloses disciplinary history	No