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Valley Wealth Management LLC

● SEC registered since 2026CRD 327845SEC# 801-135905Oshkosh, WI
Export (members)
Reg. AUM
$111.5M
Employees
3
Accounts
513
Location
Oshkosh, WI

Valley Wealth Management LLC assets under management

Valley Wealth Management LLC is an investment advisory firm registered with the SEC based in Oshkosh, WI. The firm has been registered since 2026. It reports $111.5 million in regulatory assets under management and employs 3 people.

Valley Wealth Management LLC owners & executives

1 reported
NameTitleOwnershipSince
Lawrence Michael Mroczkowski ControlManaging Member And Chief Compliance OfficerOver 75%2021

Frequently asked questions

How much does Valley Wealth Management LLC manage?

Valley Wealth Management LLC reports $111.5 million in regulatory assets under management on its Form ADV.

How many employees does Valley Wealth Management LLC have?

Valley Wealth Management LLC reports 3 employees.

Where is Valley Wealth Management LLC located?

Valley Wealth Management LLC is based in Oshkosh, WI and has been SEC-registered since 2026.

Does Valley Wealth Management LLC disclose fund performance?

Valley Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address509 S Washburn St, Oshkosh, WI 54904
Phone920-966-9520
Fax(920) 273-2766
Office hours8:00 a.m. - 4:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$111.5M
Non-discretionary$0
Total (RAUM)$111.5M