| Name | Title | Ownership | Since |
|---|---|---|---|
| David Vincent Shields Control | Chairman | Under 5% | 2023 |
| Paul Immo Gulden Control | Elected Manager | Under 5% | 2009 |
| Philip Michael Curcuru Control | Vp And Controller | Under 5% | 2014 |
Wellington Shields Capital Management, LLC reports $999.7 million in regulatory assets under management on its Form ADV.
Wellington Shields Capital Management, LLC reports 21 employees.
Wellington Shields Capital Management, LLC is based in New York, NY and has been SEC-registered since 2010.
Wellington Shields Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 60 Broad St., 39th Floor, New York, NY 10004 |
| Phone | 212-320-3000 |
| Fax | 212-320-3040 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1506071 |
| Discloses disciplinary history | Yes |
| Discretionary | $890.9M |
| Non-discretionary | $108.8M |
| Total (RAUM) | $999.7M |