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David Vincent Shields

ChairmanWellington Shields Capital Management, LLCCRD 1072810

About David Vincent Shields

David Vincent Shields is listed as Chairman at Wellington Shields Capital Management, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. David Vincent Shields is associated with 6 registered advisers.

Reported ownership

Owns Under 5% of Wellington Shields Capital Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does David Vincent Shields work?

David Vincent Shields is listed as Chairman at Wellington Shields Capital Management, LLC on SEC Form ADV.

How much of Wellington Shields Capital Management, LLC does David Vincent Shields own?

Form ADV reports a beneficial ownership band of Under 5%.

Wellington Shields Capital Management, LLC

TitleChairman
OwnershipUnder 5%
Control personYes
Since2023

Capital Management Associates Inc

TitleDirector
Ownership10-25%
Control personNo
Since1982

Wellington Shields & Co., LLC

TitleChairman/Managing Member
OwnershipUnder 5%
Control personYes
Since2008

Wellington Shields Capital Management, LLC

TitleElected Manager
Ownership25-50%
Control personYes
Since2009

Wellington Shields Capital Management, LLC

TitleOwner
Ownership25-50%
Control personYes
Since1982

Wellington Shields & Co., LLC

TitleElected Manager
Ownership25-50%
Control personYes
Since2009