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Westside Investment Management, LLC

● SEC registered since 2010CRD 154522SEC# 801-71762Santa Monica, CA
Export (members)
Reg. AUM
$774.2M
Employees
17
Accounts
2,339
Location
Santa Monica, CA

Westside Investment Management, LLC assets under management

Westside Investment Management, LLC operates as an SEC-registered investment adviser based in Santa Monica, CA. The firm has been registered since 2010. It reports $774.2 million in regulatory assets under management and employs 17 people.

Westside Investment Management, LLC owners & executives

5 reported
NameTitleOwnershipSince
Dtc Investment Management Inc. ControlMember50-75%2022
Frawley Capital Management, Inc. ControlMember50-75%2022
James Michael Frawley ControlChief Compliance OfficerUnder 5%2010
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Frequently asked questions

How much does Westside Investment Management, LLC manage?

Westside Investment Management, LLC reports $774.2 million in regulatory assets under management on its Form ADV.

How many employees does Westside Investment Management, LLC have?

Westside Investment Management, LLC reports 17 employees.

Where is Westside Investment Management, LLC located?

Westside Investment Management, LLC is based in Santa Monica, CA and has been SEC-registered since 2010.

Does Westside Investment Management, LLC disclose fund performance?

Westside Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2444 Wilshire Blvd, Suite 303, Santa Monica, CA 90403
Phone310-315-9400
Fax310-315-9401
Office hours9:00 a.m. To 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1538383
Discloses disciplinary historyNo

Assets under management

Discretionary$774.2M
Non-discretionary$0
Total (RAUM)$774.2M