James Michael Frawley is listed as Chief Compliance Officer at Westside Investment Management, LLC on SEC Form ADV.
Form ADV reports a beneficial ownership band of Under 5%.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2010 |
| Title | Shareholder |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2022 |