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Whalen Capital, Inc.

CRD 130016SEC# 801-129615Wausau, WI
Export (members)
No longer SEC-registered. Whalen Capital, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$75.1M
Employees
4
Accounts
276
Location
Wausau, WI

Whalen Capital, Inc. assets under management

Whalen Capital, Inc. is an SEC-registered investment adviser based in Wausau, WI. It reports $75.1 million in regulatory assets under management and employs 4 people.
View on SEC.gov ↗

Whalen Capital, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Kerry Richard Whalen ControlPresident/Chief Compliance OfficerOver 75%2013

Frequently asked questions

How much does Whalen Capital, Inc. manage?

Whalen Capital, Inc. reports $75.1 million in regulatory assets under management on its Form ADV.

How many employees does Whalen Capital, Inc. have?

Whalen Capital, Inc. reports 4 employees.

Where is Whalen Capital, Inc. located?

Whalen Capital, Inc. is based in Wausau, WI.

Does Whalen Capital, Inc. disclose fund performance?

Whalen Capital, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address226411 Rib Mountain Rd, Wausau, WI 54401
Office hoursM - Th 8 - 4; Fr 8 - 12
Discloses disciplinary historyNo

Assets under management

Discretionary$75.1M
Non-discretionary$0
Total (RAUM)$75.1M