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Wharton Wealth Planning, LLC

● SEC registered since 2026CRD 319716SEC# 801-135877New York, NY
Export (members)
Reg. AUM
$30.7M
Employees
1
Accounts
19
Location
New York, NY

Wharton Wealth Planning, LLC assets under management

Wharton Wealth Planning, LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2026. It reports $30.7 million in regulatory assets under management and employs 1 people.
whartonwealthplanning.comView on SEC.gov ↗

Wharton Wealth Planning, LLC owners & executives

1 reported
NameTitleOwnershipSince
David Bruce Rosenstrock ControlDirector/Chief Compliance Officer/Investment Advisor RepresentativeOver 75%2022

Frequently asked questions

How much does Wharton Wealth Planning, LLC manage?

Wharton Wealth Planning, LLC reports $30.7 million in regulatory assets under management on its Form ADV.

How many employees does Wharton Wealth Planning, LLC have?

Wharton Wealth Planning, LLC reports 1 employees.

Where is Wharton Wealth Planning, LLC located?

Wharton Wealth Planning, LLC is based in New York, NY and has been SEC-registered since 2026.

Does Wharton Wealth Planning, LLC disclose fund performance?

Wharton Wealth Planning, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3 Columbus Circle, Floor 15, New York, NY 10019
Phone646-450-7021
Office hoursBy Appointment Only
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$28.8M
Non-discretionary$1.9M
Total (RAUM)$30.7M