PPrivate Fund Data Log in Join · $37/mo

David Bruce Rosenstrock

Director/Chief Compliance Officer/Investment Advisor RepresentativeWharton Wealth Planning, LLCCRD 5234422

About David Bruce Rosenstrock

David Bruce Rosenstrock is listed as Director/Chief Compliance Officer/Investment Advisor Representative at Wharton Wealth Planning, LLC in New York, NY. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Wharton Wealth Planning, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does David Bruce Rosenstrock work?

David Bruce Rosenstrock is listed as Director/Chief Compliance Officer/Investment Advisor Representative at Wharton Wealth Planning, LLC on SEC Form ADV.

How much of Wharton Wealth Planning, LLC does David Bruce Rosenstrock own?

Form ADV reports a beneficial ownership band of Over 75%.

Wharton Wealth Planning, LLC

TitleDirector/Chief Compliance Officer/Investment Advisor Representative
OwnershipOver 75%
Control personYes
Since2022
View Wharton Wealth Planning, LLC →