| Name | Title | Ownership | Since |
|---|---|---|---|
| Dennis Peter Lee | Chief Compliance Officer And Aml Compliance Officer Of Broker Dealer And Investment Advisor, Registered Options Principal | Under 5% | 2018 |
| Greg Todd Vittor | Finop, Principal Financial Officer & Principal Operations Officer | Under 5% | 2025 |
| John Mikes Control | President Of Broker Dealer, General Securities Principal, Elected Manager,osj Supervisor | Under 5% | 2007 |
Wilmington Capital Securities, LLC reports $258.3 million in regulatory assets under management on its Form ADV.
Wilmington Capital Securities, LLC reports 6 employees.
Wilmington Capital Securities, LLC is based in Garden City, NY and has been SEC-registered since 2015.
Wilmington Capital Securities, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 666 Old Country Road, Suite 505, Garden City, NY 11530 |
| Phone | 516-750-6200 |
| Fax | 516-750-6245 |
| Office hours | 9:00a.m.-4:30p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
| Discretionary | $149M |
| Non-discretionary | $109.2M |
| Total (RAUM) | $258.3M |