PPrivate Fund Data Log in Join · $37/mo

Dennis Peter Lee

Chief Compliance Officer And Aml Compliance Officer Of Broker Dealer And Investment Advisor, Registered Options PrincipalWilmington Capital Securities, LLCCRD 6008539

About Dennis Peter Lee

Dennis Peter Lee is listed as Chief Compliance Officer And Aml Compliance Officer Of Broker Dealer And Investment Advisor, Registered Options Principal at Wilmington Capital Securities, LLC in Garden City, NY. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Wilmington Capital Securities, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Dennis Peter Lee work?

Dennis Peter Lee is listed as Chief Compliance Officer And Aml Compliance Officer Of Broker Dealer And Investment Advisor, Registered Options Principal at Wilmington Capital Securities, LLC on SEC Form ADV.

How much of Wilmington Capital Securities, LLC does Dennis Peter Lee own?

Form ADV reports a beneficial ownership band of Under 5%.

Wilmington Capital Securities, LLC

TitleChief Compliance Officer And Aml Compliance Officer Of Broker Dealer And Investment Advisor, Registered Options Principal
OwnershipUnder 5%
Control personNo
Since2018
View Wilmington Capital Securities, LLC →