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Windward Wealth Strategies, Inc.

● SEC registered since 2015CRD 175126SEC# 801-81031Oshkosh, WI
Export (members)
Reg. AUM
$202.2M
Employees
3
Accounts
379
Location
Oshkosh, WI

Windward Wealth Strategies, Inc. assets under management

Windward Wealth Strategies, Inc. operates as an SEC-registered investment adviser based in Oshkosh, WI. The firm has been registered since 2015. It reports $202.2 million in regulatory assets under management and employs 3 people.
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Windward Wealth Strategies, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Gregory Bryan Pierce ControlPresident, Chief Compliance Officer & Cio50-75%2015
Kim M Molitor ControlSecretary25-50%2015

Frequently asked questions

How much does Windward Wealth Strategies, Inc. manage?

Windward Wealth Strategies, Inc. reports $202.2 million in regulatory assets under management on its Form ADV.

How many employees does Windward Wealth Strategies, Inc. have?

Windward Wealth Strategies, Inc. reports 3 employees.

Where is Windward Wealth Strategies, Inc. located?

Windward Wealth Strategies, Inc. is based in Oshkosh, WI and has been SEC-registered since 2015.

Does Windward Wealth Strategies, Inc. disclose fund performance?

Windward Wealth Strategies, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2370 State Road 44, Suite a, Oshkosh, WI 54904
Phone920-230-2215
Office hours8:00a.m. To 4:30p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$162.7M
Non-discretionary$39.5M
Total (RAUM)$202.2M