| Name | Title | Ownership | Since |
|---|---|---|---|
| Janice Elizabeth Winters | Owner | 10-25% | 1999 |
| Richard Kevin Winters Control | Owner And Chief Compliance Officer | Over 75% | 1999 |
Winters Financial Group, Inc. reports $202.3 million in regulatory assets under management on its Form ADV.
Winters Financial Group, Inc. reports 3 employees.
Winters Financial Group, Inc. is based in Westlake Village, CA and has been SEC-registered since 2021.
Winters Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 2659 Townsgate Rd., #213, Westlake Village, CA 91361 |
| Phone | 805-497-1717 |
| Fax | 805-497-7016 |
| Office hours | 9:00a.m. To 5:00p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
| Discretionary | — |
| Non-discretionary | $202.3M |
| Total (RAUM) | $202.3M |