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Richard Kevin Winters

Owner And Chief Compliance OfficerWinters Financial Group, Inc.CRD 4047376

About Richard Kevin Winters

Richard Kevin Winters is listed as Owner And Chief Compliance Officer at Winters Financial Group, Inc. in Westlake Village, CA. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Winters Financial Group, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Richard Kevin Winters work?

Richard Kevin Winters is listed as Owner And Chief Compliance Officer at Winters Financial Group, Inc. on SEC Form ADV.

How much of Winters Financial Group, Inc. does Richard Kevin Winters own?

Form ADV reports a beneficial ownership band of Over 75%.

Winters Financial Group, Inc.

TitleOwner And Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since1999
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