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Wms Advisors, LLC

● SEC registered since 2017CRD 122224SEC# 801-109946Charlotte, NC
Export (members)
Reg. AUM
$221.4M
Employees
5
Accounts
372
Location
Charlotte, NC

Wms Advisors, LLC assets under management

Wms Advisors, LLC is an SEC-registered investment adviser based in Charlotte, NC. The firm has been registered since 2017. It reports $221.4 million in regulatory assets under management and employs 5 people.

Wms Advisors, LLC owners & executives

6 reported
NameTitleOwnershipSince
David Robert Williams ControlIarUnder 5%1977
Tgm Capital, LLC ControlMember50-75%2021
Thomas Gaines MacLennan ControlChief Compliance Officer & IarUnder 5%2017
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Frequently asked questions

How much does Wms Advisors, LLC manage?

Wms Advisors, LLC reports $221.4 million in regulatory assets under management on its Form ADV.

How many employees does Wms Advisors, LLC have?

Wms Advisors, LLC reports 5 employees.

Where is Wms Advisors, LLC located?

Wms Advisors, LLC is based in Charlotte, NC and has been SEC-registered since 2017.

Does Wms Advisors, LLC disclose fund performance?

Wms Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6135 Park South Drive, Suite 510, Charlotte, NC 28210
Phone301-294-7804
Fax301-294-7809
Office hours5-Sep
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$125.7M
Non-discretionary$95.6M
Total (RAUM)$221.4M