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Thomas Gaines MacLennan

Chief Compliance Officer & IarWms Advisors, LLCCRD 5364195

About Thomas Gaines MacLennan

Thomas Gaines MacLennan is listed as Chief Compliance Officer & Iar at Wms Advisors, LLC in Charlotte, NC. Form ADV reports a beneficial ownership band of Under 5%. Thomas Gaines MacLennan is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Wms Advisors, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Thomas Gaines MacLennan work?

Thomas Gaines MacLennan is listed as Chief Compliance Officer & Iar at Wms Advisors, LLC on SEC Form ADV.

How much of Wms Advisors, LLC does Thomas Gaines MacLennan own?

Form ADV reports a beneficial ownership band of Under 5%.

Wms Advisors, LLC

TitleChief Compliance Officer & Iar
OwnershipUnder 5%
Control personYes
Since2017
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Wms Advisors, LLC

TitleManaging Member
OwnershipOver 75%
Control personYes
Since2021
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