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James Augustus Shaw

Svp, Director Of Retail SalesBok Financial Securities, Inc.CRD 1264136

About James Augustus Shaw

James Augustus Shaw is listed as Svp, Director Of Retail Sales at Bok Financial Securities, Inc. in Tulsa, OK. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Bok Financial Securities, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does James Augustus Shaw work?

James Augustus Shaw is listed as Svp, Director Of Retail Sales at Bok Financial Securities, Inc. on SEC Form ADV.

How much of Bok Financial Securities, Inc. does James Augustus Shaw own?

Form ADV reports a beneficial ownership band of Under 5%.

Bok Financial Securities, Inc.

TitleSvp, Director Of Retail Sales
OwnershipUnder 5%
Control personYes
Since2019
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