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James McHale

Executive Vice President, Chief Compliance OfficerLpl Financial LLCCRD 6052977

About James McHale

James McHale is listed as Executive Vice President, Chief Compliance Officer at Lpl Financial LLC in Fort Mill, SC. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Lpl Financial LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does James McHale work?

James McHale is listed as Executive Vice President, Chief Compliance Officer at Lpl Financial LLC on SEC Form ADV.

How much of Lpl Financial LLC does James McHale own?

Form ADV reports a beneficial ownership band of Under 5%.

Lpl Financial LLC

TitleExecutive Vice President, Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023
View Lpl Financial LLC →