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John Christopher Penn

General CounselRBC Capital Markets, LLCCRD 5135403

About John Christopher Penn

John Christopher Penn is listed as General Counsel at RBC Capital Markets, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of RBC Capital Markets, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does John Christopher Penn work?

John Christopher Penn is listed as General Counsel at RBC Capital Markets, LLC on SEC Form ADV.

How much of RBC Capital Markets, LLC does John Christopher Penn own?

Form ADV reports a beneficial ownership band of Under 5%.

RBC Capital Markets, LLC

TitleGeneral Counsel
OwnershipUnder 5%
Control personYes
Since2021