Chief Compliance OfficerDempsey Lord Smith, LLCCRD 1352023
About John Hayward Lord
John Hayward Lord is listed as Chief Compliance Officer at Dempsey Lord Smith, LLC in Rome, GA. Form ADV reports a beneficial ownership band of 10-25%.
Reported ownership
Owns 10-25% of Dempsey Lord Smith, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does John Hayward Lord work?
John Hayward Lord is listed as Chief Compliance Officer at Dempsey Lord Smith, LLC on SEC Form ADV.
How much of Dempsey Lord Smith, LLC does John Hayward Lord own?
Form ADV reports a beneficial ownership band of 10-25%.