Jose Luis Rodriguez is listed as Chief Compliance Officer at Cetera Investment Management LLC in Schamburg, IL. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Cetera Investment Management LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Jose Luis Rodriguez work?
Jose Luis Rodriguez is listed as Chief Compliance Officer at Cetera Investment Management LLC on SEC Form ADV.
How much of Cetera Investment Management LLC does Jose Luis Rodriguez own?
Form ADV reports a beneficial ownership band of Under 5%.