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Katherine Rose Kelliher

Svp & Chief Compliance OfficerMoors & Cabot, Inc.CRD 4146307

About Katherine Rose Kelliher

Katherine Rose Kelliher is listed as Svp & Chief Compliance Officer at Moors & Cabot, Inc. in Boston, MA. Form ADV reports a beneficial ownership band of Under 5%. Katherine Rose Kelliher is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Moors & Cabot, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Katherine Rose Kelliher work?

Katherine Rose Kelliher is listed as Svp & Chief Compliance Officer at Moors & Cabot, Inc. on SEC Form ADV.

How much of Moors & Cabot, Inc. does Katherine Rose Kelliher own?

Form ADV reports a beneficial ownership band of Under 5%.

Moors & Cabot, Inc.

TitleSvp & Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2024
View Moors & Cabot, Inc. →

Eagleclaw Capital Management LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2018
View Eagleclaw Capital Management LLC →