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Kimberly Karen Early Chapman

Chief Compliance OfficerBerthel, Fisher & Company Financial Services, Inc.CRD 2527036

About Kimberly Karen Early Chapman

Kimberly Karen Early Chapman is listed as Chief Compliance Officer at Berthel, Fisher & Company Financial Services, Inc. in Cedar Rapids, IA. Form ADV reports a beneficial ownership band of Under 5%. Kimberly Karen Early Chapman is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Berthel, Fisher & Company Financial Services, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Kimberly Karen Early Chapman work?

Kimberly Karen Early Chapman is listed as Chief Compliance Officer at Berthel, Fisher & Company Financial Services, Inc. on SEC Form ADV.

How much of Berthel, Fisher & Company Financial Services, Inc. does Kimberly Karen Early Chapman own?

Form ADV reports a beneficial ownership band of Under 5%.

Berthel, Fisher & Company Financial Services, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2020

Bfc Planning, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2020