Laurence Eric Penn is listed as Vice Chairman at Duke Funding Management, L.L.C. on SEC Form ADV.
Form ADV reports a beneficial ownership band of Under 5%.
| Title | Vice Chairman |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2001 |
| Title | Executive Vice President |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2012 |
| Title | Executive Vice President |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2007 |
| Title | Vice Chairman |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2006 |
| Title | Vice Chairman And Coo |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 1995 |