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Margaux Marie Misantone

Chief Compliance OfficerGuggenheim Funds Investment Advisors, LLCCRD 4949669

About Margaux Marie Misantone

Margaux Marie Misantone is listed as Chief Compliance Officer at Guggenheim Funds Investment Advisors, LLC in Chicago, IL. Form ADV reports a beneficial ownership band of Under 5%. Margaux Marie Misantone is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Guggenheim Funds Investment Advisors, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Margaux Marie Misantone work?

Margaux Marie Misantone is listed as Chief Compliance Officer at Guggenheim Funds Investment Advisors, LLC on SEC Form ADV.

How much of Guggenheim Funds Investment Advisors, LLC does Margaux Marie Misantone own?

Form ADV reports a beneficial ownership band of Under 5%.

Guggenheim Funds Investment Advisors, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2018
View Guggenheim Funds Investment Advisors, LLC →

Security Investors, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2018
View Security Investors, LLC →