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Mary Kathryn Simonson

Chief Compliance OfficerWestern International Securities, Inc.CRD 1297398

About Mary Kathryn Simonson

Mary Kathryn Simonson is listed as Chief Compliance Officer at Western International Securities, Inc. in Pasadena, CA. Form ADV reports a beneficial ownership band of Under 5%. Mary Kathryn Simonson is associated with 3 registered advisers.

Reported ownership

Owns Under 5% of Western International Securities, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Mary Kathryn Simonson work?

Mary Kathryn Simonson is listed as Chief Compliance Officer at Western International Securities, Inc. on SEC Form ADV.

How much of Western International Securities, Inc. does Mary Kathryn Simonson own?

Form ADV reports a beneficial ownership band of Under 5%.

Western International Securities, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2024
View Western International Securities, Inc. →

Sorrento Pacific Financial, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2024
View Sorrento Pacific Financial, LLC →

Cuso Financial Services, L.P.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2024
View Cuso Financial Services, L.P. →