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Paul Jonathan Tolley

Managing Principal, Chief Compliance OfficerCommonwealth Equity Services, LLCCRD 2077337

About Paul Jonathan Tolley

Paul Jonathan Tolley is listed as Managing Principal, Chief Compliance Officer at Commonwealth Equity Services, LLC in Waltham, MA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Commonwealth Equity Services, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Paul Jonathan Tolley work?

Paul Jonathan Tolley is listed as Managing Principal, Chief Compliance Officer at Commonwealth Equity Services, LLC on SEC Form ADV.

How much of Commonwealth Equity Services, LLC does Paul Jonathan Tolley own?

Form ADV reports a beneficial ownership band of Under 5%.

Commonwealth Equity Services, LLC

TitleManaging Principal, Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2006
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