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Phase II Financial Ltd

Holding CompanyOppenheimer Asset Management Inc.

About Phase II Financial Ltd

Phase II Financial Ltd is listed as Holding Company at Oppenheimer Asset Management Inc. in New York, NY. Form ADV reports a beneficial ownership band of 50-75%.

Reported ownership

Owns 50-75% of Oppenheimer Asset Management Inc.
Ownership band reported on Form ADV Schedule B

Frequently asked questions

Where does Phase II Financial Ltd work?

Phase II Financial Ltd is listed as Holding Company at Oppenheimer Asset Management Inc. on SEC Form ADV.

How much of Oppenheimer Asset Management Inc. does Phase II Financial Ltd own?

Form ADV reports a beneficial ownership band of 50-75%.

Oppenheimer Asset Management Inc.

TitleHolding Company
Ownership50-75%
Control personYes
Since1985