PPrivate Fund Data Log in Join · $37/mo

Principal Financial Group Inc.

100% OwnerSpectrum Asset Management, Inc.

About Principal Financial Group Inc.

Principal Financial Group Inc. is listed as 100% Owner at Spectrum Asset Management, Inc. in Stamford, CT. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Spectrum Asset Management, Inc.
Ownership band reported on Form ADV Schedule B

Frequently asked questions

Where does Principal Financial Group Inc. work?

Principal Financial Group Inc. is listed as 100% Owner at Spectrum Asset Management, Inc. on SEC Form ADV.

How much of Spectrum Asset Management, Inc. does Principal Financial Group Inc. own?

Form ADV reports a beneficial ownership band of Over 75%.

Spectrum Asset Management, Inc.

Title100% Owner
OwnershipOver 75%
Control personYes
Since2001