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Principal Global Investors Holding Company (US), LLC

OwnerSpectrum Asset Management, Inc.

About Principal Global Investors Holding Company (US), LLC

Principal Global Investors Holding Company (US), LLC is listed as Owner at Spectrum Asset Management, Inc. in Stamford, CT. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Spectrum Asset Management, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Principal Global Investors Holding Company (US), LLC work?

Principal Global Investors Holding Company (US), LLC is listed as Owner at Spectrum Asset Management, Inc. on SEC Form ADV.

How much of Spectrum Asset Management, Inc. does Principal Global Investors Holding Company (US), LLC own?

Form ADV reports a beneficial ownership band of Over 75%.

Spectrum Asset Management, Inc.

TitleOwner
OwnershipOver 75%
Control personYes
Since2017