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Richard Chuen Chen

Chief Compliance OfficerNicola Wealth Management Ltd.CRD 7408741

About Richard Chuen Chen

Richard Chuen Chen is listed as Chief Compliance Officer at Nicola Wealth Management Ltd. in Vancouver. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Nicola Wealth Management Ltd.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Richard Chuen Chen work?

Richard Chuen Chen is listed as Chief Compliance Officer at Nicola Wealth Management Ltd. on SEC Form ADV.

How much of Nicola Wealth Management Ltd. does Richard Chuen Chen own?

Form ADV reports a beneficial ownership band of Under 5%.

Nicola Wealth Management Ltd.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2021