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Sean Peter Rooney

Managing Partner And Chief Compliance OfficerProspect Financial Services LLCCRD 2635431

About Sean Peter Rooney

Sean Peter Rooney is listed as Managing Partner And Chief Compliance Officer at Prospect Financial Services LLC in Melville, NY. Form ADV reports a beneficial ownership band of 50-75%.

Reported ownership

Owns 50-75% of Prospect Financial Services LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Sean Peter Rooney work?

Sean Peter Rooney is listed as Managing Partner And Chief Compliance Officer at Prospect Financial Services LLC on SEC Form ADV.

How much of Prospect Financial Services LLC does Sean Peter Rooney own?

Form ADV reports a beneficial ownership band of 50-75%.

Prospect Financial Services LLC

TitleManaging Partner And Chief Compliance Officer
Ownership50-75%
Control personYes
Since2021
View Prospect Financial Services LLC →