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Sean Walter O'Connor

Chief Compliance Officer, Rbc Wealth Management - U.s.RBC Capital Markets, LLCCRD 6578918

About Sean Walter O'Connor

Sean Walter O'Connor is listed as Chief Compliance Officer, Rbc Wealth Management - U.s. at RBC Capital Markets, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of RBC Capital Markets, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Sean Walter O'Connor work?

Sean Walter O'Connor is listed as Chief Compliance Officer, Rbc Wealth Management - U.s. at RBC Capital Markets, LLC on SEC Form ADV.

How much of RBC Capital Markets, LLC does Sean Walter O'Connor own?

Form ADV reports a beneficial ownership band of Under 5%.

RBC Capital Markets, LLC

TitleChief Compliance Officer, Rbc Wealth Management - U.s.
OwnershipUnder 5%
Control personYes
Since2024
View RBC Capital Markets, LLC →