Shawn Baxter is listed as Chief Compliance Officer at Prospera Financial Services, Inc. in Dallas, TX. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Prospera Financial Services, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Shawn Baxter work?
Shawn Baxter is listed as Chief Compliance Officer at Prospera Financial Services, Inc. on SEC Form ADV.
How much of Prospera Financial Services, Inc. does Shawn Baxter own?
Form ADV reports a beneficial ownership band of Under 5%.