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Simon Joshua Liu

Chief Marketing Technology Officer & MemberEmpirical Financial Services, LLCCRD 5635019

About Simon Joshua Liu

Simon Joshua Liu is listed as Chief Marketing Technology Officer & Member at Empirical Financial Services, LLC in Seattle, WA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Empirical Financial Services, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Simon Joshua Liu work?

Simon Joshua Liu is listed as Chief Marketing Technology Officer & Member at Empirical Financial Services, LLC on SEC Form ADV.

How much of Empirical Financial Services, LLC does Simon Joshua Liu own?

Form ADV reports a beneficial ownership band of Under 5%.

Empirical Financial Services, LLC

TitleChief Marketing Technology Officer & Member
OwnershipUnder 5%
Control personYes
Since2018
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