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Stephen John Portas

Chief Compliance OfficerWellington Shields Capital Management, LLCCRD 2482930

About Stephen John Portas

Stephen John Portas is listed as Chief Compliance Officer at Wellington Shields Capital Management, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Stephen John Portas is associated with 3 registered advisers.

Reported ownership

Owns Under 5% of Wellington Shields Capital Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Stephen John Portas work?

Stephen John Portas is listed as Chief Compliance Officer at Wellington Shields Capital Management, LLC on SEC Form ADV.

How much of Wellington Shields Capital Management, LLC does Stephen John Portas own?

Form ADV reports a beneficial ownership band of Under 5%.

Wellington Shields Capital Management, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2013
View Wellington Shields Capital Management, LLC →

Capital Management Associates Inc

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2013
View Capital Management Associates Inc →

Wellington Shields & Co., LLC

TitlePresident, Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023
View Wellington Shields & Co., LLC →