PPrivate Fund Data Log in Join · $37/mo

Steven Ross Nichols

Chief Compliance OfficerWarnke/Nichols Ltd.CRD 2006460

About Steven Ross Nichols

Steven Ross Nichols is listed as Chief Compliance Officer at Warnke/Nichols Ltd. in Delafield, WI. Form ADV reports a beneficial ownership band of 10-25%. Steven Ross Nichols is associated with 2 registered advisers.

Reported ownership

Owns 10-25% of Warnke/Nichols Ltd.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Steven Ross Nichols work?

Steven Ross Nichols is listed as Chief Compliance Officer at Warnke/Nichols Ltd. on SEC Form ADV.

How much of Warnke/Nichols Ltd. does Steven Ross Nichols own?

Form ADV reports a beneficial ownership band of 10-25%.

Warnke/Nichols Ltd.

TitleChief Compliance Officer
Ownership10-25%
Control personNo
Since2004

Warnke/Nichols Ltd.

TitlePresident
Ownership10-25%
Control personNo
Since1993