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Warnke/Nichols Ltd.

● SEC registered since 2014CRD 112181SEC# 801-79230Delafield, WI
Export (members)
Reg. AUM
$190.8M
Employees
3
Accounts
286
Location
Delafield, WI

Warnke/Nichols Ltd. assets under management

Warnke/Nichols Ltd. is an investment advisory firm registered with the SEC based in Delafield, WI. The firm has been registered since 2014. It reports $190.8 million in regulatory assets under management and employs 3 people.
www.warnkenichols.comView on SEC.gov ↗

Warnke/Nichols Ltd. owners & executives

4 reported
NameTitleOwnershipSince
Andy Patrick Ramer ControlVice President/Secretary25-50%2022
Steven Ross NicholsPresident10-25%1993
Steven Ross NicholsChief Compliance Officer10-25%2004
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Frequently asked questions

How much does Warnke/Nichols Ltd. manage?

Warnke/Nichols Ltd. reports $190.8 million in regulatory assets under management on its Form ADV.

How many employees does Warnke/Nichols Ltd. have?

Warnke/Nichols Ltd. reports 3 employees.

Where is Warnke/Nichols Ltd. located?

Warnke/Nichols Ltd. is based in Delafield, WI and has been SEC-registered since 2014.

Does Warnke/Nichols Ltd. disclose fund performance?

Warnke/Nichols Ltd. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address440 Wells Street, Suite 203, Delafield, WI 53018
Phone262-303-4113
Fax262-400-3030
Office hours8:30 a.m. To 3:30 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$183.9M
Non-discretionary$6.9M
Total (RAUM)$190.8M