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Susan F Axelrod

Chief Compliance OfficerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCRD 6949587

About Susan F Axelrod

Susan F Axelrod is listed as Chief Compliance Officer at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Susan F Axelrod work?

Susan F Axelrod is listed as Chief Compliance Officer at Merrill Lynch, Pierce, Fenner & Smith Incorporated on SEC Form ADV.

How much of Merrill Lynch, Pierce, Fenner & Smith Incorporated does Susan F Axelrod own?

Form ADV reports a beneficial ownership band of Under 5%.

Merrill Lynch, Pierce, Fenner & Smith Incorporated

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2025