PPrivate Fund Data Log in Join · $37/mo

Thomas Barry Caldwell

CeoSpring Lake Asset Management, Inc.CRD 1071301

About Thomas Barry Caldwell

Thomas Barry Caldwell is listed as Ceo at Spring Lake Asset Management, Inc.. Form ADV reports a beneficial ownership band of 25-50%.

Reported ownership

Owns 25-50% of Spring Lake Asset Management, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Thomas Barry Caldwell work?

Thomas Barry Caldwell is listed as Ceo at Spring Lake Asset Management, Inc. on SEC Form ADV.

How much of Spring Lake Asset Management, Inc. does Thomas Barry Caldwell own?

Form ADV reports a beneficial ownership band of 25-50%.

Spring Lake Asset Management, Inc.

TitleCeo
Ownership25-50%
Control personYes
Since2015
View Spring Lake Asset Management, Inc. →