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William Benjamin Givens

Chief Compliance Officer (bd Only)Morgan Stanley Smith Barney LLCCRD 2790454

About William Benjamin Givens

William Benjamin Givens is listed as Chief Compliance Officer (bd Only) at Morgan Stanley Smith Barney LLC in Purchase, NY. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Morgan Stanley Smith Barney LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does William Benjamin Givens work?

William Benjamin Givens is listed as Chief Compliance Officer (bd Only) at Morgan Stanley Smith Barney LLC on SEC Form ADV.

How much of Morgan Stanley Smith Barney LLC does William Benjamin Givens own?

Form ADV reports a beneficial ownership band of Under 5%.

Morgan Stanley Smith Barney LLC

TitleChief Compliance Officer (bd Only)
OwnershipUnder 5%
Control personYes
Since2024
View Morgan Stanley Smith Barney LLC →