Ian G Shaw is listed as Managing Director, Head Of Us Wpb Compliance And Chief Compliance Officer Of Ria at HSBC Securities (USA) Inc. on SEC Form ADV.
Form ADV reports a beneficial ownership band of Under 5%.
| Title | Managing Director, Head Of Us Wpb Compliance And Chief Compliance Officer Of Ria |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |