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Kristy Marie Haley

Advisory Chief Compliance OfficerCetera Advisory Services LLCCRD 4022155

About Kristy Marie Haley

Kristy Marie Haley is listed as Advisory Chief Compliance Officer at Cetera Advisory Services LLC in El Segundo, CA. Form ADV reports a beneficial ownership band of Under 5%. Kristy Marie Haley is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Cetera Advisory Services LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Kristy Marie Haley work?

Kristy Marie Haley is listed as Advisory Chief Compliance Officer at Cetera Advisory Services LLC on SEC Form ADV.

How much of Cetera Advisory Services LLC does Kristy Marie Haley own?

Form ADV reports a beneficial ownership band of Under 5%.

Cetera Advisory Services LLC

TitleAdvisory Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2016
View Cetera Advisory Services LLC →

Cetera Investment Advisers LLC

TitleChief Compliance Officer, Advisory
OwnershipUnder 5%
Control personYes
Since2015
View Cetera Investment Advisers LLC →