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Teresa Carol Incao

Interim Chief Compliance OfficerOppenheimer & Co. Inc.CRD 1971996

About Teresa Carol Incao

Teresa Carol Incao is listed as Interim Chief Compliance Officer at Oppenheimer & Co. Inc. in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Teresa Carol Incao is associated with 6 registered advisers.

Reported ownership

Owns Under 5% of Oppenheimer & Co. Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Teresa Carol Incao work?

Teresa Carol Incao is listed as Interim Chief Compliance Officer at Oppenheimer & Co. Inc. on SEC Form ADV.

How much of Oppenheimer & Co. Inc. does Teresa Carol Incao own?

Form ADV reports a beneficial ownership band of Under 5%.

Oppenheimer & Co. Inc.

TitleInterim Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025
View Oppenheimer & Co. Inc. →

Oppenheimer Investment Management LLC

TitleInterim Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025
View Oppenheimer Investment Management LLC →

Oppenheimer Asset Management Inc.

TitleInterim Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025
View Oppenheimer Asset Management Inc. →

Advantage Advisers Management, LLC

TitleInterim Compliance Officer
OwnershipUnder 5%
Control personNo
Since2025
View Advantage Advisers Management, LLC →

Advantage Advisers Multi-Manager, L.L.C.

TitleInterim Compliance Officer
OwnershipUnder 5%
Control personNo
Since2025
View Advantage Advisers Multi-Manager, L.L.C. →

Oppenheimer Alternative Investment Management, LLC

TitleInterim Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025
View Oppenheimer Alternative Investment Management, LLC →