PPrivate Fund Data Log in Join · $37/mo

Gary Lynn Chaffin

Tax OfficerCetera Investment Management LLCCRD 6819431

About Gary Lynn Chaffin

Gary Lynn Chaffin is listed as Tax Officer at Cetera Investment Management LLC in Schamburg, IL. Form ADV reports a beneficial ownership band of Under 5%. Gary Lynn Chaffin is associated with 5 registered advisers.

Reported ownership

Owns Under 5% of Cetera Investment Management LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Gary Lynn Chaffin work?

Gary Lynn Chaffin is listed as Tax Officer at Cetera Investment Management LLC on SEC Form ADV.

How much of Cetera Investment Management LLC does Gary Lynn Chaffin own?

Form ADV reports a beneficial ownership band of Under 5%.

Cetera Investment Management LLC

TitleTax Officer
OwnershipUnder 5%
Control personNo
Since2021

Cetera Advisory Services LLC

TitleTax Officer
OwnershipUnder 5%
Control personNo
Since2021

Cetera Investment Advisers LLC

TitleTax Officer
OwnershipUnder 5%
Control personYes
Since2021

Avantax Planning Partners, Inc.

TitleTax Officer/Vice President
OwnershipUnder 5%
Control personYes
Since2024

Avantax Advisory Services, Inc.

TitleTax Officer
OwnershipUnder 5%
Control personYes
Since2024